SEC Form 4 · accession 0001209191-17-022638
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Carey
Officer — EVP & CIO
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Mar 21, 2017 | F | 3,431 | $146.61 | D | 61,972 | D | |
| $.05 Common StockF1 | Mar 22, 2017 | A | 4,478 | $0.00 | A | 66,450 | D | |
| $.05 Common Stock | holding | — | — | — | 13,731 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $147.36 | Mar 22, 2017 | A | 20,271 | A | — | Mar 21, 2027 | Common Stock | 20,271 | 330,213 | D |
Explanation of responses
- F1The performance-based restricted shares were issued under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and vest 50% after 30 months and the remaining 50% after 60 months. The 2017 shares will be forfeited if FY 2017 Company operating profit is not at least 90% of the target established under the 2017 Management Incentive Plan.
- F2The stock options were issued under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and vest annually in 25% increments beginning on the second anniversary of the grant date.