SEC Form 4 · accession 0001209191-17-015034
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol B Tome
Officer — CFO & EVP - Corp. Services
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Feb 23, 2017 | M | 100,000 | $36.62 | A | 650,007 | D | |
| $.05 Common StockF1 | Feb 23, 2017 | S | 100,000 | $145.25 | D | 550,007 | D | |
| $.05 Common Stock | Feb 23, 2017 | G | 6,876 | $0.00 | D | 543,131 | D | |
| $.05 Common StockF2 | Feb 23, 2017 | A | 21,053 | $0.00 | A | 564,184 | D | |
| $.05 Common Stock | Feb 23, 2017 | F | 10,096 | $144.71 | D | 554,088 | D | |
| $.05 Common Stock | Feb 23, 2017 | F | 4,450 | $144.71 | D | 549,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $36.62 | Feb 23, 2017 | M | 100,000 | D | — | Mar 22, 2021 | Common Stock | 100,000 | 436,972 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.03 to $145.57, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Reflects performance shares earned upon vesting of the Fiscal 2014-2016 performance share award.
- F3The options have vested in their entirety and are fully exercisable.