SEC Form 4 · accession 0001209191-17-015019
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Crow
Officer — EVP - Human Resources
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common StockF1 | Feb 23, 2017 | A | 12,052 | $0.00 | A | 212,603 | D | |
| $.05 Common Stock | Feb 23, 2017 | F | 5,780 | $144.71 | D | 206,823 | D | |
| $.05 Common Stock | Feb 23, 2017 | F | 2,455 | $144.71 | D | 204,368 | D | |
| $.05 Common Stock | Feb 23, 2017 | M | 88,253 | $36.62 | A | 292,621 | D | |
| $.05 Common StockF2 | Feb 23, 2017 | S | 87,853 | $145.26 | D | 204,768 | D | |
| $.05 Common StockF3 | Feb 23, 2017 | S | 400 | $145.89 | D | 204,368 | D | |
| $.05 Common Stock Share Equivalents | holding | — | — | — | 2,391 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $36.62 | Feb 23, 2017 | M | 88,253 | D | — | Mar 22, 2021 | Common Stock | 88,253 | 231,632 | D |
Explanation of responses
- F1Reflects performance shares earned upon vesting of the Fiscal 2014-2016 performance share award.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.88 to $145.87, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.88 to $145.91, inclusive.
- F4The options have vested in their entirety and are fully exercisable.