SEC Form 4 · accession 0001209191-16-138364
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol B Tome
Officer — CFO & EVP - Corp. Services
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Aug 22, 2016 | M | 67,610 | $32.32 | A | 644,831 | D | |
| $.05 Common Stock | Aug 22, 2016 | M | 30,000 | $36.62 | A | 674,831 | D | |
| $.05 Common Stock | Aug 22, 2016 | S | 97,610 | $135.35 | D | 577,221 | D | |
| $.05 Common Stock | Aug 22, 2016 | G | 7,000 | $0.00 | D | 570,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $32.32 | Aug 22, 2016 | M | 67,610 | D | — | Mar 23, 2020 | Common Stock | 67,610 | 566,972 | D |
| Employee Stock OptionsF1 | $36.62 | Aug 22, 2016 | M | 30,000 | D | — | Mar 22, 2021 | Common Stock | 30,000 | 536,972 | D |
Explanation of responses
- F1The options have vested in their entirety and are fully exercisable.