SEC Form 4 · accession 0001209191-16-122311
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G. Lennie
Officer — EVP, Outside Sales and Service
Period of report
May 19, 2016
Accepted (ET)
May 20, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | May 19, 2016 | M | 14,290 | $49.79 | A | 57,361 | D | |
| $.05 Common Stock | May 19, 2016 | M | 7,456 | $36.62 | A | 64,817 | D | |
| $.05 Common Stock | May 19, 2016 | M | 2,000 | $36.62 | A | 66,817 | D | |
| $.05 Common Stock | May 19, 2016 | S | 1,250 | $131.29 | D | 65,567 | D | |
| $.05 Common Stock | May 19, 2016 | S | 21,746 | $131.50 | D | 43,821 | D | |
| $.05 Common Stock | May 19, 2016 | G | 750 | $0.00 | D | 43,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $49.79 | May 19, 2016 | M | 14,290 | D | — | Mar 20, 2022 | Common Stock | 14,290 | 119,279 | D |
| Employee Stock OptionsF1 | $36.62 | May 19, 2016 | M | 7,456 | D | — | Mar 22, 2021 | Common Stock | 7,456 | 111,823 | D |
| Employee Stock OptionsF1 | $36.62 | May 19, 2016 | M | 2,000 | D | — | Mar 22, 2021 | Common Stock | 2,000 | 109,823 | D |
Explanation of responses
- F1The options have vested in their entirety and are fully exercisable.