SEC Form 4 · accession 0001209191-16-110604
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Carey
Officer — EVP & CIO
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Mar 23, 2016 | F | 4,297 | $130.22 | D | 53,973 | D | |
| $.05 Common StockF1 | Mar 23, 2016 | A | 5,503 | $0.00 | A | 59,476 | D | |
| $.05 Common Stock | holding | — | — | — | 13,731 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $130.22 | Mar 23, 2016 | A | 35,364 | A | — | Mar 22, 2026 | Common Stock | 35,364 | 339,299 | D |
Explanation of responses
- F1The restricted shares were issued under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan. The shares vest 50% after 30 months and the remaining 50% after 60 months, subject to earlier forfeiture if Fiscal 2016 operating profit is less than 90% of the target operating profit goal under the Company's Fiscal 2016 Management Incentive Plan.
- F2The stock options were issued under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and vest annually in 25% increments beginning on the second anniversary of the grant date.