SEC Form 4 · accession 0001209191-16-106245
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Marie Campbell
Officer — EVP - U.S. Stores
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common StockF1 | Mar 2, 2016 | A | 1,990 | $0.00 | A | 64,280 | D | |
| $.05 Common StockF2 | Mar 2, 2016 | A | 5,946 | $0.00 | A | 70,226 | D | |
| $.05 Common Stock | Mar 2, 2016 | F | 1,978 | $125.59 | D | 68,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $125.59 | Mar 2, 2016 | A | 12,271 | A | — | Mar 1, 2026 | Common Stock | 12,271 | 94,255 | D |
Explanation of responses
- F1The restricted shares were issued under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan. The shares vest 50% after 30 months and 50% after 60 months. Vesting will be earlier in the event of a Change in Control, or employment termination due to death or permanent and total disability.
- F2Reflects performance shares earned upon vesting of the Fiscal 2013-2015 performance share award.
- F3The stock options were issued under The Home Depot, Inc. 2005 Omnibus Stock Incentive Plan and vest annually in 25% increments beginning on the second anniversary of the grant date. Vesting will be earlier in the event of a Change in Control, or employment termination due to death or permanent and total disability.