SEC Form 4 · accession 0000354707-17-000049
HAWAIIAN ELECTRIC INDUSTRIES INC · HE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey N Watanabe
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | G | 3,300 | $0.00 | D | 20,824 | I | By Jeffrey Noboru Watanabe Trust |
| Common StockF2 | Jun 30, 2017 | A | 3,088 | $0.00 | A | 3,088 | D | |
| Common Stock | Jun 30, 2017 | G | 3,088 | $0.00 | D | 0 | D | |
| Common StockF1 | Jun 30, 2017 | G | 3,088 | $0.00 | A | 24,332 | I | By Jeffrey Noboru Watanabe Trust |
| Common StockF4 | holding | — | — | — | 18,903 | I | By Jeffrey N Watanabe Sub Trust | |
| Common StockF1 | holding | — | — | — | 3,674 | I | By trust profit sharing plan | |
| Common StockF4 | holding | — | — | — | 3,932 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 5 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F2Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.
- F3Transfer to trust account.
- F4Earned dividends are automatically invested in shares of HEI Common Stock.