SEC Form 4 · accession 0000354707-17-000016
HAWAIIAN ELECTRIC INDUSTRIES INC · HE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan M. Oshima
Officer — Pres & CEO, Hawn Electric
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2017 | F | 5,369 | $33.78 | D | 38,544 | D | |
| Common StockF2 | Feb 10, 2017 | G | 10,455 | $0.00 | D | 28,089 | D | |
| Common StockF4 | Feb 10, 2017 | G | 10,455 | $0.00 | A | 37,058 | I | By Alan M Oshima & JoAnn R Oshima Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Closing stock price on February 10, 2017.
- F2This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 (first RSU grants in 2013) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.
- F3Transfer of shares to Trust Account.
- F4Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.