SEC Form 4 · accession 0000354707-16-000180
HAWAIIAN ELECTRIC INDUSTRIES INC · HE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey N Watanabe
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | G | 21,783 | $0.00 | D | 0 | D | |
| Common Stock | Aug 9, 2016 | G | 21,783 | $0.00 | A | 21,783 | I | By Jeffrey Noboru Watanabe Trust |
| Common StockF1 | Sep 30, 2016 | A | 1,884 | $0.00 | A | 1,884 | D | |
| Common Stock | Sep 30, 2016 | G | 1,884 | $0.00 | D | 0 | D | |
| Common StockF2 | Sep 30, 2016 | G | 1,884 | $0.00 | A | 23,894 | I | By Jeffrey Noboru Watanabe Trust |
| Common StockF3 | holding | — | — | — | 18,382 | I | By Jeffrey N Watanabe Sub Trust | |
| Common StockF2 | holding | — | — | — | 3,572 | I | By Trust profit sharing plan | |
| Common StockF3 | holding | — | — | — | 3,824 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 5 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.
- F2Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.
- F3Earned dividends are automatically invested in shares of HEI Common Stock.