SEC Form 4 · accession 0000354707-15-000084
HAWAIIAN ELECTRIC INDUSTRIES INC · HE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan M. Oshima
Officer — Pres & CEO, Hawn Electric
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 6, 2015 | F | 303 | $28.24 | D | 17,676 | D | |
| Common StockF2 | Nov 6, 2015 | G | 1,140 | $0.00 | D | 16,536 | D | |
| Common StockF4 | Nov 6, 2015 | G | 1,140 | $0.00 | A | 19,282 | I | By Alan M Oshima Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Closing stock price on November 6, 2015.
- F2Includes accrued dividend equivalents (as denominated in shares of HE common stock). Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Beginning with RSUs granted to Mr. Oshima in 2013, accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock. This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 4, 2013 to date.
- F3Transfer of shares to Trust.
- F4Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.