SEC Form 4 · accession 0001140361-16-087053
CVB FINANCIAL CORP · CVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Jacoby
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 17, 2016 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 15,000 | $9.46 | A | 35,012 | D | |
| Common Stock | Nov 17, 2016 | M | 10,000 | $8.18 | A | 45,012 | D | |
| Common StockF1 | Nov 17, 2016 | S | 25,000 | $21.0103 | D | 20,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to Buy | $9.46 | Nov 17, 2016 | M | 15,000 | A | Jun 18, 2008 | Jun 18, 2018 | Common Stock | 15,000 | 0 | D |
| Stock Option Right to buy | $8.18 | Nov 17, 2016 | M | 10,000 | A | Nov 17, 2010 | Nov 17, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price. The Shares were sold at prices ranging from $20.9900 to $21.1100 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.