SEC Form 4 · accession 0001140361-15-011669
CVB FINANCIAL CORP · CVBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Thomas
Officer — EVP & CFO
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 4,000 | $8.42 | A | 50,846 | D | |
| Common StockF1 | Mar 12, 2015 | S | 18,000 | $16.10 | D | 32,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to Buy | $8.42 | Mar 12, 2015 | M | 4,000 | A | Dec 15, 2010 | Dec 15, 2020 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price. The Shares were sold at prices ranging from $16.09 to $16.13 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.