SEC Form 4 · accession 0000003545-18-000097
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kiernan
Officer — EVP and CFO
Period of report
Oct 25, 2018
Accepted (ET)
Nov 6, 2018 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase StockF1 | $33.34 | Oct 25, 2018 | A | 10,000 | A | — | Dec 31, 2026 | Alico, Inc., Common Stock, Par Value $1.00 | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents options granted under the Stock Incentive Plan of 2015. The Option Grants will vest as follows:(i) 3,333 of the Options shall vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (ii) 3,333 of the Options shall vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00; and (iii) 3,334 of the Options shall vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00.