SEC Form 4 · accession 0000003545-18-000095

ALICO, INC. · ALCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Chairman · Director

Period of report

Oct 4, 2018

Accepted (ET)

Oct 17, 2018 · 3:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000003545

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Alico, Inc., Common Stock, Par Value $1.00^F1	Oct 4, 2018	A	1,392	$33.67	A	11,909	D
Alico, Inc., Common Stock, Par Value $1.00^F2	holding	—	—		—	1,820	I	By Montac Trust
Alico, Inc., Common Stock, Par Value $1.00^F3	holding	—	—		—	1,000	I	By Family Trusts

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Purchase Common Stock^F4	$27.15	holding	—	—	—	Dec 31, 2016	Dec 31, 2026	Alico, Inc., Common Stock, Par Value $1.00	37,500	37,500	D

F1These shares were granted under the Stock Incentive Plan of 2015.
F2Montac Trust, a trust of which Mr. Slack is a beneficiary, holds 1,820 shares of the Company's Common Stock. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
F3Two family trusts (the "Family Trusts") directly hold an aggregate of 1,000 shares of the Company's Common Stock. Mr. Slack is not the trustee for the Family Trusts, but his immediate family members are beneficiaries of such trusts. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
F4The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00.