SEC Form 4 · accession 0000003545-18-000039
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry R Slack
Officer — Executive Chairman · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00 | Apr 2, 2018 | A | 1,711 | $27.40 | A | 9,029 | D | |
| Alico, Inc., Common Stock, Par Value $1.00F1 | holding | — | — | — | 1,820 | I | By Montac Trust | |
| Alico, Inc., Common Stock, Par Value $1.00F2 | holding | — | — | — | 1,000 | I | By Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Montac Trust, a trust of which Mr. Slack is a beneficiary, holds 1,820 shares of the Company's Common Stock. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
- F2Two family trusts (the "Family Trusts") directly hold an aggregate of 1,000 shares of the Company's Common Stock. Mr. Slack is not the trustee for the Family Trusts, but his immediate family members are beneficiaries of such trusts. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
Remarks
These shares were issued under the Stock Incentive Plan of 2015