SEC Form 4 · accession 0000003545-18-000022
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Remy W Trafelet
Officer — President & CEO · Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 16, 2018 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $27.15 | Dec 31, 2016 | A | 300,000 | A | Dec 31, 2016 | Dec 31, 2021 | Alico, Inc., Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1The Option Grants will vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00.