SEC Form 4 · accession 0000003545-16-000172
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Andrew Krusen Jr.
Director
Period of report
Oct 6, 2016
Accepted (ET)
Oct 6, 2016 · 11:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00 | Oct 6, 2016 | A | 1,042 | $27.00 | A | 10,475 | D | |
| Alico, Inc., Common Stock, Par Value $1.00F1 | holding | — | — | — | 1,000 | I | By WIT Ventures, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 30, 2013 WIT Ventures, Ltd. ("WIT") purchased 1,000 shares of Common Stock. Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT. Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG.
Remarks
These shares were issued under the Stock Incentive Plan of 2015.