SEC Form 4 · accession 0000003545-15-000105
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton G Wilson
Officer — President & CEO · Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 28, 2015 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00F1 | Dec 28, 2015 | A | 1,646 | — | A | 55,864 | D | |
| Alico, Inc., Common Stock, Par Value $1.00F1 | Dec 28, 2015 | A | 6,621 | — | A | 215,572 | I | By Rio Verde Ventures, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,646 shares were issued directly to Mr. Wilson and 6,621 shares were issued to Rio Verde Ventures, LLC as earn out consideration in connection with the Company's acquisition of 734 Citrus Holdings, LLC. Mr. Wilson is the Manager of Rio Verde Ventures, LLC. Mr. Wilson disclaims beneficial ownership of the Company's common Stock held by Rio Verde Ventures, LLC except to the extent of his pecuniary interest therein.