SEC Form 4 · accession 0000003545-15-000096
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton G Wilson
Director
Period of report
Oct 6, 2015
Accepted (ET)
Oct 6, 2015 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00F1 | Oct 6, 2015 | A | 691 | $40.71 | A | 53,803 | D | |
| Alico, Inc., Common Stock, Par Value $1.00F2 | holding | — | — | — | 208,951 | I | By Rio Verde Ventures, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued under the Stock Incentive Plan of 2015.
- F2The shares were issued in connection with The Company's acquisition of 734 Citrus Holdings, LLC ("Silver Nip Citrus") which was completed on February 28, 2015 (the "Merger"). As consideration for their respective membership interests in Silver Nip Citrus, 46,162 shares were issued directly to Mr. Wilson and 185,667 shares were issued to Rio Verde Ventures, LLC. On August 20, 2015 5,789 shares were issued directly to Mr. Wilson and 23,284 shares were issued to Rio Verde Ventures, LLC as earn out consideration in connection with the Company's acquisition of 734 Citrus Holdings, LLC. Mr. Wilson is the Manager of Rio Verde Ventures, LLC. Mr. Wilson disclaims beneficial ownership of the Company's common Stock held by Rio Verde Ventures, LLC except to the extent of his pecuniary interest there.