SEC Form 4 · accession 0000003545-15-000092
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton G Wilson
Officer — Chief Executive Officer · Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 11:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00F1 | Aug 20, 2015 | A | 23,284 | — | A | 208,951 | I | By Rio Verde Ventures, LLC |
| Alico, Inc., Common Stock, Par Value $1.00F1 | Aug 20, 2015 | A | 5,789 | — | A | 53,112 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as earn out consideration in connection with the Company's acquisition of 734 Citrus Holdings, LLC ("Silver Nip Citrus"). 5,789 shares were issued directly to Mr. Wilson and 23,284 shares were issued to Rio Verde Ventures, LLC. Mr. Wilson is the Manager of Rio Verde Ventures, LLC. Mr. Wilson disclaims beneficial ownership of the Company's Common Stock held by Rio Verde Ventures, LLC except to the extent of his pecuniary interest therein.