SEC Form 4 · accession 0000003545-15-000057

ALICO, INC. · ALCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Apr 2, 2015

Accepted (ET)

Apr 6, 2015 · 2:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000003545

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Alico, Inc., Common Stock, Par Value $1.00^F1	Apr 2, 2015	P	7,728	$50.913	A	186,896	I	By Delta Offshore Master II, LTD
Alico, Inc., Common Stock, Par Value $1.00^F2	Apr 3, 2015	A	584	$51.33	A	111,551	D
Alico, Inc., Common Stock, Par Value $1.00^F3	holding	—	—		—	3,705,457	I	By 734 Investors, LLC

No Table II lines on this filing.

F1On April 2, 2015, Delta Offshore Master II, LTD (the "Fund") purchased 7,728 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Trafelet is the managing member of TC and may be deemed to have indirect beneficial ownership for the shares reported herein. Mr. Trafelet disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.
F2These shares were issued under the 2013 Incentive Equity Plan.
F3On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.