SEC Form 4 · accession 0000003545-15-000027
ALICO, INC. · ALCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
734 Agriculture, LLC
Director · 10% Owner
Period of report
Feb 28, 2015
Accepted (ET)
Mar 2, 2015 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000003545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00F1 | Feb 28, 2015 | A | 691,428 | — | A | 691,428 | D | |
| Alico, Inc., Common Stock, Par Value $1.00F2 | holding | — | — | — | 3,705,457 | I | By 734 Investors, LLC | |
| Alico, Inc., Common Stock, Par Value $1.00F3 | holding | — | — | — | 20,000 | I | By George R. Brokaw |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were issued to 734 Agriculture, LLC in connection with the Company's acquisition of 734 Citrus Holdings, LLC ("Silver Nip Citrus") which was completed on February 28, 2015 (the "Merger"). The shares reported above were issued to 734 Agriculture, LLC as consideration for its membership interests in Silver Nip Citrus.
- F2734 Agriculture, LLC is the managing member of 734 Investors, LLC. 734 Agriculture, LLC disclaims beneficial ownership of the Common Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.
- F3George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. 734 Agriculture, LLC disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of its pecuniary interest therein.