SEC Form 4 · accession 0001127602-19-008954
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Patrick Gallagher Jr.
Officer — President & CEO · Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2019 | M | 34,600 | $35.71 | A | 89,369 | D | |
| Common Stock | Feb 26, 2019 | F | 22,301 | $80.24 | D | 67,068 | D | |
| Common Stock | holding | — | — | — | 205,965 | I | By Corporation | |
| Common Stock | holding | — | — | — | 66,703 | I | By Irrevocable Trust | |
| Common StockF1 | holding | — | — | — | 246,538 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 218,697 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF3 | $35.71 | Feb 26, 2019 | M | 34,600 | D | — | Mar 16, 2019 | Common Stock | 34,600 | 0 | D |
Explanation of responses
- F1Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.
- F2Held in trust for benefit of children.
- F3One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.