SEC Form 4 · accession 0001127602-18-025811
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter D. Bay
Officer — General Counsel
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2018 | M | 9,100 | $35.71 | A | 26,369 | D | |
| Common Stock | Aug 16, 2018 | S | 9,100 | $71.9525 | D | 17,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF1 | $35.71 | Aug 16, 2018 | M | 9,100 | D | — | Mar 16, 2019 | Common Stock | 9,100 | 0 | D |
Explanation of responses
- F1One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.