SEC Form 4 · accession 0001127602-18-021429
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Howell
Officer — VP & Chief Financial Officer
Period of report
Jun 18, 2018
Accepted (ET)
Jun 19, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | Jun 18, 2018 | I | 27 | A | — | — | Common Stock | 27 | 4,295 | D |
| Notional Stock UnitsF1,F3 | $0.00 | Jun 18, 2018 | I | 148 | A | — | — | Common Stock | 148 | 21,453 | D |
| Notional Stock UnitsF1,F4 | $0.00 | Jun 18, 2018 | I | 55 | A | — | — | Common Stock | 55 | 9,003 | D |
| Notional Stock UnitsF1,F5 | $0.00 | Jun 18, 2018 | I | 44 | A | — | — | Common Stock | 44 | 7,155 | D |
| Notional Stock UnitsF1,F6 | $0.00 | Jun 18, 2018 | I | 196 | A | — | — | Common Stock | 196 | 382 | D |
| Notional Stock UnitsF1,F7 | $0.00 | Jun 18, 2018 | I | 446 | A | — | — | Common Stock | 446 | 72,697 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable in July 2019.
- F3The notional stock units become payable in July 2020.
- F4The notional stock units become payable in July 2021.
- F5The notional stock units become payable in July 2022.
- F6The notional stock units become payable in July 2023.
- F7The notional stock units become payable following the reporting person's separation from service with Gallagher.