SEC Form 4 · accession 0001127602-18-016527
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Howell
Officer — VP & Chief Financial Officer
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | May 3, 2018 | I | 218 | A | — | — | Common Stock | 218 | 4,268 | D |
| Notional Stock UnitsF1,F3 | $0.00 | May 3, 2018 | I | 127 | A | — | — | Common Stock | 127 | 21,305 | D |
| Notional Stock UnitsF1,F4 | $0.00 | May 3, 2018 | I | 53 | A | — | — | Common Stock | 53 | 8,948 | D |
| Notional Stock UnitsF1,F5 | $0.00 | May 3, 2018 | I | 42 | A | — | — | Common Stock | 42 | 7,111 | D |
| Notional Stock UnitsF1,F6 | $0.00 | May 3, 2018 | I | 430 | A | — | — | Common Stock | 430 | 72,251 | D |
| Notional Stock UnitsF1,F7 | — | May 3, 2018 | I | 186 | A | — | — | Common Stock | 186 | 186 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable in July 2019.
- F3The notional stock units become payable in July 2020.
- F4The notional stock units become payable in July 2021.
- F5The notional stock units become payable in July 2022.
- F6The notional stock units become payable following the reporting person's separation from service with Gallagher.
- F7The notional stock units become payable in July 2023.