SEC Form 4 · accession 0001127602-18-003210
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Patrick Gallagher Jr.
Officer — President & CEO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 17,762 | $23.76 | A | 49,040 | D | |
| Common Stock | Jan 29, 2018 | F | 9,531 | $69.75 | D | 39,509 | D | |
| Common Stock | Jan 30, 2018 | M | 25,600 | $30.95 | A | 65,109 | D | |
| Common Stock | Jan 30, 2018 | F | 17,394 | $69.53 | D | 47,715 | D | |
| Common Stock | holding | — | — | — | 205,965 | I | By Corporation | |
| Common Stock | holding | — | — | — | 66,703 | I | By Irrevocable Trust | |
| Common StockF1 | holding | — | — | — | 251,083 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 217,612 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF3 | $23.76 | Jan 29, 2018 | M | 17,762 | D | — | Mar 5, 2018 | Common Stock | 17,762 | 0 | D |
| Non-qualified Stock OptionF4 | $30.95 | Jan 30, 2018 | M | 25,600 | D | — | Mar 7, 2018 | Common Stock | 25,600 | 0 | D |
Explanation of responses
- F1Shares held in revocable trust of which my spouse is sole Trustee and as to which I disclaim beneficial ownership.
- F2Held in trust for benefit of children.
- F3The stock option becomes exercisable 20% each year on the anniversary of the grant date.
- F4The stock option becomes exercisable 20% each year on the anniversary of the grant date.