SEC Form 4 · accession 0001127602-18-002995
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter D. Bay
Officer — General Counsel
Period of report
Nov 3, 2017
Accepted (ET)
Jan 30, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | G | 1,553 | $0.00 | D | 13,284 | D | |
| Common Stock | Jan 29, 2018 | M | 1,500 | $26.09 | A | 14,784 | D | |
| Common Stock | Jan 29, 2018 | S | 1,500 | $70.1467 | D | 13,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF1 | $26.09 | Jan 29, 2018 | M | 1,500 | D | — | May 13, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.