SEC Form 4 · accession 0001127602-17-013237
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Cary
Officer — Controller, CAO
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Mar 28, 2017 | I | 1,770 | A | — | — | Common Stock | 1,770 | 59,192 | D |
Explanation of responses
- F1Each share of phantom stock represents a right to receive one share of Gallagher common stock.
- F2These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.