SEC Form 4 · accession 0001127602-17-012470
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Patrick Gallagher Jr.
Officer — President & CEO · Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (restricted)F1 | Mar 16, 2017 | A | 18,850 | $0.00 | A | 33,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF2 | $56.86 | Mar 16, 2017 | A | 58,300 | A | — | Mar 16, 2024 | Common Stock | 58,300 | 58,300 | D |
Explanation of responses
- F1Earned performance share units vesting on 3/17/2019.
- F2One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.