SEC Form 4 · accession 0001127602-17-012458
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Pietrucha
Officer — Chief Human Resources Officer
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (restricted)F1 | Mar 16, 2017 | A | 2,950 | $0.00 | A | 15,241 | D | |
| Common Stock (restricted)F2 | Mar 16, 2017 | A | 3,400 | $0.00 | A | 18,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF3 | $56.86 | Mar 16, 2017 | A | 18,400 | A | — | Mar 16, 2024 | Common Stock | 18,400 | 18,400 | D |
Explanation of responses
- F1Earned performance share units vesting on 3/17/2019.
- F2Restricted stock unit award vesting five years after the date of grant.
- F3One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.