SEC Form 4 · accession 0001127602-17-011619
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Gault
Officer — Vice President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 11,600 | $30.95 | A | 130,785 | D | |
| Common Stock | Mar 10, 2017 | F | 8,735 | $56.61 | D | 122,050 | D | |
| Common Stock | Mar 10, 2017 | M | 8,082 | $23.76 | A | 130,132 | D | |
| Common Stock | Mar 10, 2017 | F | 5,536 | $56.61 | D | 124,596 | D | |
| Common Stock (restricted) | Mar 10, 2017 | M | 6,000 | $0.00 | D | 8,925 | D | |
| Common Stock | Mar 10, 2017 | M | 6,000 | $0.00 | A | 130,596 | D | |
| Common Stock | Mar 10, 2017 | F | 2,601 | $56.66 | D | 127,995 | D | |
| Common Stock (restricted) | Mar 13, 2017 | M | 2,900 | $0.00 | D | 6,025 | D | |
| Common Stock | Mar 13, 2017 | M | 2,900 | $0.00 | A | 130,895 | D | |
| Common Stock | Mar 13, 2017 | F | 1,258 | $56.99 | D | 129,637 | D | |
| Common StockF1 | holding | — | — | — | 48,708 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF2 | $30.95 | Mar 10, 2017 | M | 11,600 | D | — | Mar 7, 2018 | Common Stock | 11,600 | 0 | D |
| Long Puts (right To Sell)F3 | $23.76 | Mar 10, 2017 | M | 8,082 | D | — | Mar 5, 2018 | Common Stock | 8,082 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities pursuant to Rule 16a-1(a)(4). This report shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of such securities.
- F2The stock option becomes exercisable 20% each year on the anniversary of the grant date.
- F3The stock option becomes exercisable 20% each year on the anniversary of the grant date.