SEC Form 4 · accession 0001127602-17-011604
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Howell
Officer — VP & Chief Financial Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (restricted) | Mar 10, 2017 | M | 8,050 | $0.00 | D | 26,406 | D | |
| Common Stock | Mar 10, 2017 | M | 8,050 | $0.00 | A | 39,636 | D | |
| Common Stock | Mar 10, 2017 | F | 2,315 | $56.66 | D | 37,321 | D | |
| Common Stock (restricted)F1 | Mar 13, 2017 | M | 5,500 | $0.00 | D | 20,906 | D | |
| Common StockF2 | holding | — | — | — | 2,300 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F3,F4 | $0.00 | Mar 13, 2017 | M | 5,500 | A | — | — | Common Stock | 5,500 | 27,673 | D |
Explanation of responses
- F1The reporting person deferred receipt of restricted stock units into the Company's Supplemental Savings and Thrift Plan, resulting in the acquisition of a corresponding number of notional stock units.
- F2The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
- F3Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F4The notional stock units become payable in July 2018.