SEC Form 4 · accession 0001127602-17-003904
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter D. Bay
Officer — General Counsel
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2017 | M | 6,600 | $30.95 | A | 19,853 | D | |
| Common Stock | Feb 2, 2017 | S | 6,600 | $54.04 | D | 13,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF1 | $30.95 | Feb 2, 2017 | M | 6,600 | D | — | Mar 7, 2018 | Common Stock | 6,600 | 0 | D |
Explanation of responses
- F1The stock option becomes exercisable 20% each year on the anniversary of the grant date.