SEC Form 4 · accession 0001127602-17-000660
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan E Pietrucha
Officer — Chief Human Resources Officer
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 3,000 | $28.59 | A | 3,000 | D | |
| Common Stock | Jan 3, 2017 | S | 3,000 | $52.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F2 | $28.59 | Jan 3, 2017 | M | 3,000 | D | — | Jan 17, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1This transaction occurred pursuant to a Rule 10b5-1 trading plan.
- F2The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.