SEC Form 4 · accession 0001127602-16-069504
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Gault
Officer — Vice President
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 12,750 | $24.13 | A | 126,637 | D | |
| Common Stock | Dec 6, 2016 | M | 7,583 | $28.65 | A | 134,220 | D | |
| Common Stock | Dec 6, 2016 | F | 15,035 | $49.64 | D | 119,185 | D | |
| Common StockF1 | holding | — | — | — | 48,708 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF2 | $24.13 | Dec 6, 2016 | M | 12,750 | D | — | Mar 2, 2017 | Common Stock | 12,750 | 0 | D |
| Non-qualified Stock OptionF2 | $28.65 | Dec 6, 2016 | M | 7,583 | D | — | May 15, 2017 | Common Stock | 7,583 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities pursuant to Rule 16a-1(a)(4). This report shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of such securities.
- F2The stock option becomes exercisable 20% each year on the anniversary of the grant date.