SEC Form 4/A · accession 0001127602-16-062465
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Walter D. Bay
Officer — General Counsel
Period of report
Sep 8, 2016
Accepted (ET)
Sep 13, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | M | 1,200 | $24.13 | A | 10,349 | D | |
| Common Stock | Sep 12, 2016 | M | 6,638 | $29.25 | A | 16,987 | D | |
| Common StockF1 | Sep 12, 2016 | F | 3,734 | $50.24 | D | 13,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF2 | $24.13 | Sep 8, 2016 | M | 1,200 | D | — | Mar 2, 2017 | Common Stock | 1,200 | 0 | D |
| Incentive Stock Option (Right to Buy)F2 | $29.25 | Sep 12, 2016 | M | 6,638 | D | — | Aug 16, 2017 | Common Stock | 6,638 | 0 | D |
Explanation of responses
- F1These shares were delivered by the reporting person to pay the stock option exercise price.
- F2The stock option becomes exercisable 20% each year on the anniversary of the grant date.
Remarks
This report is being filed to amend the number of shares delivered by the reporting person to pay the stock option exercise price.