SEC Form 4 · accession 0001127602-16-055888
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Howell
Officer — VP & Chief Financial Officer
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | Jun 16, 2016 | I | 514 | A | — | — | Common Stock | 514 | 65,488 | D |
| Notional Stock UnitsF1,F3 | $0.00 | Jun 16, 2016 | I | 2,570 | A | — | — | Common Stock | 2,570 | 21,549 | D |
| Notional Stock UnitsF1,F4 | $0.00 | Jun 16, 2016 | I | 69 | A | — | — | Common Stock | 69 | 8,472 | D |
| Notional Stock UnitsF1,F5 | $0.00 | Jun 16, 2016 | I | 776 | A | — | — | Common Stock | 776 | 6,739 | D |
| Notional Stock UnitsF1,F6 | $0.00 | Jun 16, 2016 | I | 200 | A | — | — | Common Stock | 200 | 16,098 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable following the reporting person's separation from service with Gallagher.
- F3The notional stock units become payable in July 2018.
- F4The notional stock units become payable in July 2021.
- F5The notional stock units become payable in July 2017.
- F6The notional stock units become payable in July 2020.
Remarks
These exempt acquisitions of notional stock units reflect a reallocation of amounts previously deferred pursuant to Gallagher's Supplemental Savings and Thrift Plan into the investment option representing Gallagher stock under the plan.