SEC Form 4 · accession 0001127602-16-045658
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Howell
Officer — VP & Chief Financial Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | Mar 7, 2016 | I | 1,956 | A | — | — | Common Stock | 1,956 | 64,974 | D |
| Notional Stock UnitsF1,F3 | $0.00 | Mar 7, 2016 | I | 53 | A | — | — | Common Stock | 53 | 18,979 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable following the reporting person's separation from service with Gallagher.
- F3The notional stock units become payable in July 2018.
Remarks
These exempt acquisitions of notional stock units reflect a reallocation of amounts previously deferred pursuant to Gallagher's Supplemental Savings and Thrift Plan into the investment option representing Gallagher stock under the plan.