SEC Form 4 · accession 0001127602-15-025528
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter D. Bay
Officer — General Counsel
Period of report
Aug 19, 2015
Accepted (ET)
Aug 20, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | Aug 19, 2015 | I | 20,989 | D | — | — | Common Stock | 20,989 | 0 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable following the reporting person's separation from service with Gallagher.
Remarks
This exempt disposition of notional stock units reflects a reallocation of amounts previously deferred pursuant to Gallagher's Supplemental Savings and Thrift Plan out of the investment option representing Gallagher stock under the plan.