SEC Form 4 · accession 0001127602-15-010852
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter D. Bay
Officer — General Counsel
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (restricted) | Mar 6, 2015 | M | 4,900 | $0.0001 | D | 13,300 | D | |
| Common Stock | holding | — | — | — | 6,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | Mar 6, 2015 | M | 4,900 | A | — | — | Common Stock | 4,900 | 20,989 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable following the reporting person's separation from service with Gallagher.