SEC Form 4 · accession 0001209191-18-031231
QUIDEL CORP /DE/ · QDEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Strobeck
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 16, 2018 | M | 108 | $0.00 | A | 3,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Equity Grant)F4,F5 | — | May 15, 2018 | A | 1,661 | A | — | — | Common Stock | 1,661 | 1,661 | D |
Explanation of responses
- F1Reflects vesting of prior restricted stock units, which were previously reported on a Form 4.
- F2In addition to the these shares, the reporting person has sole voting and dispositive power with respect to 30,445 shares held by Birchview Fund, LLC in his capacity as the CEO of such entity. The reporting person disclaims beneficial ownership of the shares held by Birchview Fund, LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3In addition to the these shares, the reporting person is custodian under the Uniform Gift to Minor Act for 13,100 shares held by four of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4Each restricted stock unit represents the right to receive one share of Quidel Corporation common Stock.
- F5The restricted stock units vest on May 15, 2019.