SEC Form 4 · accession 0001140361-15-009738
OMNICARE INC · OCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander M. Kayne
Officer — SVP, Gen. Counsel & Secretary
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2015 | A | 11,585 | $0.00 | A | 47,803 | D | |
| Common StockF2 | Feb 26, 2015 | F | 3,818 | $75.20 | D | 43,985 | D | |
| Common StockF3 | Feb 26, 2015 | A | 1,222 | $0.00 | A | 45,207 | D | |
| Common StockF2 | Feb 26, 2015 | F | 403 | $75.20 | D | 44,804 | D | |
| Common StockF4,F5 | Feb 27, 2015 | A | 2,539 | $0.00 | A | 47,343 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares delivered upon the vesting of 2012 performance restricted stock units following the achievement by the Company of certain financial targets.
- F2Represents shares the Reporting Person surrendered to the Company to satisfy his tax liability upon delivery of the shares reported above.
- F3Represents shares delivered upon the vesting of 2013 performance restricted stock units following the achievement by the Company of certain financial targets.
- F4Represents a restricted stock award granted under the Omnicre, Inc. 2014 Stock and Incentive Plan. The restricted stock will vest in three equal annual installments beginning February 27, 2016.
- F5Includes 1,015 shares acquired in exempt transactions under the Omnicare StockPlus Program (broad-based stock purchase/option plan).