SEC Form 4 · accession 0001045714-15-000002
AIR T INC · AIRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary S Kohler
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 1, 2015 | P | 232 | $24.01 | A | 46,527 | I | By managed investment fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned directly by Blue Clay Capital Master Fund Ltd. Mr. Kohler is a Founding Principal and Chief Investment Officer of Blue Clay Capital Management, LLC which has investment discretion over the securities owned by Blue Clay Capital Master Fund Ltd. By virtue of the relationships, Blue Clay Capital Management, LLC and Mr. Kohler may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Blue Clay Capital Master Fund Ltd.