SEC Form 4 · accession 0001437749-19-003420
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2019 | F | 18,509 | $20.70 | D | 359,443 | D | |
| Common Stock | holding | — | — | — | 5,455 | I | Individual Retirement Account | |
| Deferred Stock UnitsF2 | holding | — | — | — | 6,413 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of the reporting person's February 24, 2016 restricted stock unit award (38,377 shares issued), the reporting person surrendered 18,509 shares of the issuer's Class A common stock, $0.01 par value per share ("Common Stock"), to the issuer for payment of tax liabilities.
- F2Each deferred stock unit ("DSU") represents the issuer's obligation to transfer one share of Common Stock in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the reporting person's service on the issuer's Board of Directors or, at the reporting person's election of a specified distribution date, the issuer will distribute to the reporting person shares of Common Stock equal to the number of DSUs reflected in the reporting person's account at such time.