SEC Form 4 · accession 0001437749-19-003367
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP & Chief Financial Officer
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2019 | F | 6,037 | $20.70 | D | 224,370 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF2 | holding | — | — | — | 26,135 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of the reporting person's February 24, 2016 restricted stock unit award (14,254 shares issued), the reporting person surrendered 6,037 shares of the issuer's Class A common stock, $0.01 par value per share, to the issuer for payment of tax liabilities.
- F2The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares.