SEC Form 4 · accession 0001437749-19-003128
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Young
Officer — SVP, Controller, CAO & Treas.
Period of report
Feb 21, 2019
Accepted (ET)
Feb 22, 2019 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | M | 5,492 | $18.11 | A | 27,616 | D | |
| Common StockF1 | Feb 21, 2019 | F | 4,757 | $20.91 | D | 22,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $18.11 | Feb 21, 2019 | M | 5,492 | D | — | Feb 21, 2019 | Common Stock | 5,492 | 0 | D |
Explanation of responses
- F1Shares of common stock withheld to satisfy the exercise price and tax withholdings for the net exercise of options.
- F2The option vested in three equal installments on February 21, 2013, February 21, 2014 and February 21, 2015.