SEC Form 4 · accession 0001437749-19-002980
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Charles R. Gordon
Officer — President & CEO · Director
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2019 | A | 28,112 | $0.00 | A | 334,914 | D | |
| Common StockF2 | Feb 18, 2019 | F | 13,501 | $20.24 | D | 321,413 | D | |
| Common StockF3 | Feb 18, 2019 | A | 55,583 | $0.00 | A | 376,996 | D | |
| Common Stock | holding | — | — | — | 5,455 | I | Individual Retirement Account | |
| Deferred Stock UnitsF4 | holding | — | — | — | 7,369 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance units granted to the reporting person on February 24, 2016 as part of the Company's 2016-2018 performance unit grant.
- F2In connection with the vesting of the reporting person's February 24, 2016 performance unit award (28,112 shares issued), the reporting person surrendered 13,501 shares of the issuer's Class A common stock, $0.01 par value per share ("Common Stock"), to the issuer for payment of tax liabilities.
- F3Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F4Each deferred stock unit ("DSU") represents the issuer's obligation to transfer one share Common Stock, in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.