SEC Form 4 · accession 0001437749-19-002978
Aegion Corp · AEGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Morris
Officer — EVP & Chief Financial Officer
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000353020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2019 | A | 10,441 | $0.00 | A | 215,190 | D | |
| Common StockF2 | Feb 18, 2019 | F | 4,363 | $20.24 | D | 210,827 | D | |
| Common StockF3 | Feb 18, 2019 | A | 16,057 | $0.00 | A | 226,884 | D | |
| Common Stock | holding | — | — | — | 3,500 | I | Individual Retirement Account | |
| Common StockF4 | holding | — | — | — | 26,135 | I | By spouse | |
| Common StockF4 | holding | — | — | — | 2,950 | I | By spouse in Individual Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of performance units granted to the reporting person on February 24, 2016 as part of the Company's 2016-2018 performance unit grant.
- F2In connection with the vesting of the reporting person's February 24, 2016 performance unit award (10,441 shares issued), the reporting person surrendered 4,363 shares of the issuer's Class A common stock, $0.01 par value per share ("Common Stock"), to the issuer for payment of tax liabilities.
- F3Annual award of restricted stock units pursuant to the Company's 2016 Employee Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F4The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares. The reporting person disclaims that he is the beneficial owner of these shares.